agenda - 2024-06-18
DFPI Escrow Advisory Committee Agenda
agenda from California Department of Financial Protection and Innovation with public discussion or agenda items touching education, licensing, examinations, and enforcement.
Source-Extracted Passages
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education
ation GOVERNOR Gavin Newsom · COMMISSIONER Clothilde V. Hewlett ESCROW LAW ADVISORY COMMITTEE MEETING June 18, 2024, 9 a.m. – 12 p.m. 300 S. Spring St., 15th floor video conference room, Los Angeles, CA 90013 Or Join on your computer or mobile device https://www.microsoft.com/microsoft-teams/join-a-meeting Meeting ID: 226 598 621 607 Passcode: BhfmDh Or call in (audio only) +1 916-409-6163,,327800243# United States, Sacramento Phone Conference ID: 327 800 243# AGENDA 1. Welcome and Opening Remarks Paul Liang 2. Review and Approval of Minutes for 3/12/24 meeting Paul Liang 3. Advisory Committee
licensing
Examination Issues Gary Suzuki 7. Conservatorships Gary Suzuki 8. Impact of NAR class-action settlement regarding broker commission Larry Black 9. Conversion of Business License to Professional License Paul Liang 10. Enforcement Actions and Licensing Update Paul Liang 11. Public Comments 12. Closing Remarks Paul Liang 320 West 4th Street, Suite 750, Los Angeles, CA 90013 (866) 275-2677 www.dfpi.ca.gov In limited occurrences or due to unforeseen circumstances, there may be a change to the order of agenda items.) Special accommodations for disabled persons, such as sign language interpreter serv
examinations
get Paul Liang 5. DFPI Updates Paul Liang - Commissioner’s Releases Ad Hoc Committee recommendations on CPA audit procedures Evaluation of Third-Party Risk Management 6. Examination Issues Gary Suzuki 7. Conservatorships Gary Suzuki 8. Impact of NAR class-action settlement regarding broker commission Larry Black 9. Conversion of Business License to Professional License Paul Liang 10. Enforcement Actions and Licensing Update Paul Liang 11. Public Comments 12. Closing Remarks Paul Liang 320 West 4th Street, Suite 750, Los Angeles, CA 90013 (866) 275-2677 www.dfpi.ca.gov In limited occurrences or
enforcement
l Liang - Commissioner’s Releases Ad Hoc Committee recommendations on CPA audit procedures Evaluation of Third-Party Risk Management 6. Examination Issues Gary Suzuki 7. Conservatorships Gary Suzuki 8. Impact of NAR class-action settlement regarding broker commission Larry Black 9. Conversion of Business License to Professional License Paul Liang 10. Enforcement Actions and Licensing Update Paul Liang 11. Public Comments 12. Closing Remarks Paul Liang 320 West 4th Street, Suite 750, Los Angeles, CA 90013 (866) 275-2677 www.dfpi.ca.gov In limited occurrences or due to unforeseen circumstances,
What this record does not show
This does not show private-file review, total fraud activity, unpublished regulator work, legal conclusions, compliance status, negligence, or whether any office changed behavior.